Interim compliance cases

Temporary extra compliance support

The Investment Management department of an international bank wanted totemporarily enforce its team with a compliance professional due to a significant increase in its activities. The compliance professional was part of the compliance department and has worked on a broad variety of compliance and regulatory related issues, such as CDD, AML, market abuse, privacy related matters, personal investments and other compliance matters. The implementation  of compliance policies and control measures was also included in the assigment.

DIRECTOR RISK & COMPLIANCE

A highly recognized international service provider with regards to financial, corporate and tax related services was looking for an Interim Director Risk & Compliance for it’s regional headquarters in Amsterdam.

Within this role the interim professional has lead the team of Risk & Compliance Amsterdam (7 fte) and was the contact person for the supervisory board.  The main responsibilities consisted of reviewing and providing advice on compliance and integrity files.

INTERNATIONAL COMPLIANCE PROJECT / CODE OF CONDUCT

An international organisation was looking for temporary support of the Compliance department. In close cooperation with a pragmatic senior compliance specialist, the interim compliance professional worked on a large international compliance project. The updating and (re)writing of policies on local and group level according to actual regulation and the drafting of a Code of Conduct were part of the assignment.

Legal People is the leading executive search consultancy for experienced lawyers in the Netherlands and mediates (company) lawyers and civil law notaries for permanent and temporary positions. For more information check:

www.legalpeople.com

Tax People is a label of Legal People and specialises in mediation of experienced tax managers for permanent positions as well as for strategic temporary tax positions. Form more information check:

www.tax-people.eu